Dilution

The Dilution dataset captures U.S. equity dilution risk at the moment it enters the market.

It is a point-in-time record of S-1 registration statements, enriched with market context and lifecycle tracking, designed for traders and researchers who need to identify and manage dilution-driven risk with precision.

Each record represents a filing as it was known on the filing date, labeled for its dilutive impact and later resolved as the filing becomes effective or is withdrawn.

Why it’s useful

Use this dataset to:

• Identify dilution risk at inception, not in hindsight

• Filter or size exposure around secondary offerings and resale pressure

• Build short-biased or risk-aware strategies in small- and mid-cap equities

• Study post-filing outcomes, including time-to-effectiveness or withdrawal

Endpoint

GET /v1/dilution

Sample Request

Python

import requests

url = "https://api.alphanume.com/v1/dilution"
params = {
    "date_gte": "2026-02-06"
}

r = requests.get(url, params=params)
print(r.json())

cURL

curl "https://api.alphanume.com/v1/dilution?date_gte=2026-02-01"

Request Parameters

api_key (optional)
Your API key. Enables full dataset access and reduces per-request limits.
If omitted, a limited subset is returned.

ticker (optional)
Stock ticker filter (case-insensitive, exact match).
If omitted, data across all tickers are returned.

date (optional)
Filing date filter (YYYY-MM-DD).
If omitted, a ticker must be provided.

Date Filtering

All dates must be provided in YYYY-MM-DD format.

Supported parameters:

• date_gte

• date_lte

• date_gt

• date_lt

Any logically valid combination is accepted.

Example Response

{
   "count":1,
   "data":[
      {
         "date":"2026-02-02",
         "filing_timestamp":"2026-02-02T16:05:51-05:00",
         "ticker":"IVDA",
         "company_name":"Iveda Solutions, Inc.",
         "market_cap_at_filing":2557918.88,
         "dilutive":1,
         "resale":0,
         "shares_offered":5434782.0,
         "became_effective":0,
         "effective_date":"",
         "days_to_effective":null,
         "offering_withdrawn":0,
         "withdrawal_date":"",
         "days_to_withdrawal":null,
         "root_file_number":"333-293126",
         "accession_number":"0001493152-26-004743",
         "filing_url":"https://www.sec.gov/Archives/edgar/data/1397183/000149315226004743/0001493152-26-004743-index.htm",
         "last_updated":"2026-02-02 23:01:15.364519-05:00"
      }
   ]
}

Response Fields

Core Filing Fields (Point-in-Time)

Market Context (Point-in-Time)

Dilution Classification

Lifecycle Resolution

Metadata

Notes on Data Behavior

• Records are never removed once published

• Point-in-time fields remain fixed

• Only lifecycle fields update as events occur

• All dates are returned as YYYY-MM-DD strings